Technical Field
The invention relates to the field of process control. It relates
in particular to a finite state machine based control system for a process or an
apparatus, in particular for process equipment for an industrial process or for
an industrial plant.
Prior Art
Current industrial control systems for industrial processes and plants
are in many cases built based on simple analog or binary control loop structures,
and on sequence control structures for more complex tasks. The underlying sequences
are defined as a fixed sequence of steps, each step enabled when the previous step
is successfully completed, and a step change condition is fulfilled. The sequence
is in most cases linear, i.e. running from an initial step up to a final step with
a few loops and branches. In case of an unexpected process disturbance, a normal
behaviour of a sequencer is to stop and to indicate a failure to an operator. The
operator then has the possibility to manually drive the process or apparatus into
a desired status, from where the sequencer continues. The operator is informed about
the status of the process or the apparatus through alarms and event messages, and
through sequence displays which indicate the current and the next step as well as
the status of step change conditions.
To solve more complex control problems, control systems that are based
on a finite state machine rather than a linear sequencer are often used. Fully automatic
control of a normal sequence including variant control is possible by means of such
control systems. From the literature and from software engineering, the method of
finite state machine modelling and design is known to solve complex control problems.
US Patent No. 5301100 describes a control system which is based on
a finite state machine. The finite state machine is characterized by a finite number
of states Si (i ∈ {1,...,n}=:S) exactly one
of which it may reside in, and by a set of allowed transitions ti,j
from a first state Si to a second state Sj,
with i,j ∈ T, where T ⊆ {i,j | i,j ∈ S}, the
set of allowed transitions, is a subset of all possible pairs i, j with
i, j ∈ S. In other words, a direct transition from the first state Sk
to the second state Sl is possible only if an allowed transitiontk,l
exists. In this context, a subset S' ⊆ S of a set S may contain some or all
elements of the set S.
More general definitions of finite state machines allow for a number
Ni,j of allowed transitions t(m)i,j
from first states Si to second states Sj with
m = l, ..., Ni,j. Finite state machines according to this definition
are also a suitable basis for control systems.
The states of the finite state machine are in many cases designed
to mirror apparatus and/or process conditions, modes and/or status when designing
the control system. Transitions between states will e.g. be triggered by events,
as will be explained below. However, this need not always be the case. Relatively
complex processes may be controlled by simple finite state machines with just a
few states and allowed transitions.
In order to control an apparatus or a process, the control system
receives data from the process and/or the apparatus and sends instructions to the
apparatus. In the case of a process, control over the process is executed through
processing equipment, which in this case constitutes the apparatus being controlled,
and to which instructions are sent. A behaviour of the control system depends on
the state the finite state machine resides in.
The data received by the control system contains information about
the status of the process and/or the apparatus, e.g. a fill level of a tank, a temperature
of a liquid inside the tank, whether a valve is open or closed, a speed with which
a pump rotates, an amount of liquid flowing through a tube per time unit, etc. The
data may thus be in the form of a binary value, e.g. representing a valve state,
in the form of a digital representation of a number, a value, a character or a string,
in the form of an analogue value, or in any other form suitable for representing
information regarding the process or the apparatus. In general, data will be time
dependent, i.e. will vary continuously or stepwise with time.
The instructions sent by the control system dictate an actual behaviour
of the apparatus or processing equipment. What instructions are sent depends primarily
on the state in which the finite state machine resides. The instructions may have
the form of output values that remain constant as long as the finite state machine
remains in a given state. In general, however, a sequence of instructions will be
output in a given temporal order with given intervals. Instead of a given order
and/or given intervals, output of instructions may constitute a reaction to the
data received. In particular, this may be the case in hybrid control systems in
which at least one state controls the apparatus or processing equipment by means
of continuous control. Some finite state machine control systems, as e.g. described
in US Patent No. 5623680, provide for special entry actions and exit actions, i.e.
sets of instructions particular to each state that are executed on entry into the
state and on leaving the state.
Data received by the control system will in general originate from
a number of sensors, which may be part of the apparatus, the process equipment,
but may be independent from apparatus or process, as e.g. a sensor sensing environmental
parameters like temperature. In general, at least one pre-processor will be interfaced
between each sensor and the control system in order to convert raw data produced
by the sensor into a format suitable to the control system. Such a pre-processor
may contain an amplifier, and A/D-converter, or the like. The pre-processor is not
necessarily a physical entity, it may be integrated with either the sensor or the
control system. Data may be received from other sources, including, but not limited
to, an external clock or an input device, e.g. a switchboard, a keyboard, a mouse,
etc.
A transition into another state will take place if a transition condition
is fulfilled. Transition conditions are in general particular to the state the finite
state machine resides in. A transition condition may be separated into one or more
partial conditions with the transition condition being a logical function of the
partial conditions. For example, if the transition condition may be separated into
more than one partial condition with the logical function being a conjunction of
the partial functions, the transition condition will be fulfilled only if all the
partial conditions are fulfilled. In this case, the partial conditions are said
to be interlocked with one another.
A transition will often be initiated by an event in the process or
apparatus, which in turn will cause the data received by the control system to fulfil
a state change condition. However, a transition may also be initiated by the control
system itself, without direct triggering through data received as described in the
last paragraph, or by operator input through an input device.
Instructions sent by the control system will in general have to pass
a postprocessor, which in turn is interfaced to the apparatus or the process equipment
through a driver. Again, postprocessor and/or driver may be integrated with either
the control system or the apparatus/process equipment.
Failure handling in today's industrial control systems - be they based
on linear sequencers, finite state machines or continuous control - is in general
left to the operator. While a finite state machine control system as described above
permits automatic error recovery, such a full automatization is not always desirable
from an operator's point of view, since error recovery may include manual mending
of a piece of process equipment, i.e. may require human interaction with the apparatus
or the process equipment. To solve unexpected problems, however, detailed knowledge
of the process and/or apparatus and the control system is required. In many cases,
procedures to resolve disturbances are known to a designer of the process or apparatus,
and are at best available to the operator in the form of manuals. In addition, state-of-the-art
control systems give no indications of disturbances that will occur or are likely
to occur in future steps. As a consequence, disturbances can not be anticipated,
nor can they be detected prior to occurrence.
Description of the Invention
It is an objective of the invention to create a finite state machine
control system for an apparatus and/or a process that provides the operator with
sufficient information about the apparatus and/or process and the control system,
in particular to permit efficient operator interaction in case of unexpected process
disturbances.
This objective is achieved by a control system according to claim
1. The control system is based on a finite state machine, which is defined by a
finite number of states and by a set of possible or allowed transitions between
at least one first state and for each first state at least one second state. When
the control system is in operation, the finite state machine resides in exactly
one current state at any given time and, according to the invention, the control
system produces a graphical representation of the finite state machine. The graphical
representation comprises at least two states and at least one allowed transition
between said two states. Preferably, the graphical representation is in electronic,
preferably digital form, so that it may be displayed on a graphical output device,
e.g. a computer screen. The graphical representation serves as information for the
operator and, as an advantage, conveys a clear and concise picture of the apparatus
and/or process and the operation of the control system.
In another preferred embodiment of the invention, the graphical representation
comprises all states and all allowed transitions, thus providing a complete and
comprehensive overview of the apparatus and/or process and the operation of the
control system.
In a preferred embodiment of the invention, the graphical representation
shows states as state symbols and allowed transitions as connections between state
symbols. A state symbol may be an icon, a string, a text box or anything else that
may be uniquely identified with a corresponding state. A connection may preferably
be a line, an arrow, or a pointer pointing from the first state to the second state
corresponding to the allowed transition represented by the connection. A graphical
representation of the kind just described is typically used to characterize finite
state machines in drawings or figures, and is thus suggestive and straightforward
to understand for an operator familiar with control systems.
In a preferred embodiment of the invention, when the control system
is in operation, the current state in which the finite state machine resides is
marked in the graphical representation, preferably by highlighting or colouring
the state symbol corresponding to the current state. As soon as a state transition
occurs, the graphical representation is updated accordingly. This way, the operator
is constantly informed about the current state in which the finite state machine
resides, and what second state or states may be entered next.
In a preferred embodiment of the invention, for at least one of the
allowed transitions from a first state to a second state, the probability that said
allowed transition will happen at an arbitrary point of time in the future is indicated
in the graphical representation. Probabilities for a transition to happen at an
arbitrary point of time in the future will be referred to as total transition probabilities
in what follows. Preferably, total transition probabilities are indicated for a
majority of allowed transitions, preferably at least for all allowed transitions
with the current state as first state. The indication of probabilities helps the
operator to supervise the apparatus and/or process, in particular, to check whether
the apparatus and/or process behaves as desired. As a further advantage, if a high
total transition probability to an undesired state, in particular an error or failure
state, is indicated, the operator may try to prevent the corresponding transition
by appropriate interaction with the apparatus, the process, or the control system.
In another preferred embodiment of the invention, for at least one
of the allowed transitions from a first state to a second state, the probability
that said allowed transition will happen within a given time interval is indicated
in the graphical representation for at least one time interval, preferably a plurality
of time intervals. Probabilities for a transition to happen within a given time
interval will be referred to as interval related transition probabilities in what
follows. In addition to the advantages of displaying the total transition probabilities,
the interval related transition probabilities give the operator an indication about
how long it will take for an allowed transition to occur. Depending on whether the
allowed transition is desired or not, the operator may then take measures to speed
up, slow down or prevent the occurrence of the allowed transition.
In general, probabilities, i.e. total transition probabilities and/or
interval based transition probabilities change with time. If this is the case, the
graphical representation is preferably updated regularly, e.g. at fixed time intervals
or when at least one total probability has changed significantly. Probabilities
may advantageously be indicated by numbers in the graphical representation. Probabilities
may also be indicated by a thickness, colour and/or style of arrows or lines representing
allowed transitions, etc.
In another preferred embodiment of the invention, the allowed transitions
are classified according to the transition condition. In particular, a transition
is classified as a
- controlled transition, if the corresponding transition condition, when separated
into partial conditions, contains only partial conditions that depend on the control
system, i.e. the allowed transition may be triggered automatically by the control
system itself,
- operator facilitated transition, if the corresponding transition condition,
when separated into partial conditions, contains at least one partial condition
referring to an operator input, i.e. an operator command or interaction is required
for the transition to occur,
- process driven transition, if the transition is neither a controlled transition
nor an operator triggered transition.
Process driven transitions are caused by an intended or exceptional
behavior of the controlled process and/or apparatus. The fact, e.g. that a certain
tank fill level which is reached some time after a pump is started, is an intended
behavior, whereas the full tank becoming empty although no drain valve was ever
opened would be an exceptional behavior. Controlled transitions, on the other hand,
do not directly depend on process or apparatus behavior, in particular, do not require
data received by the control system to fulfill a predefined transition condition.
When in operation, the control system computes transition probabilities,
i.e. either total transition probabilities or interval based transition probabilities,
for controlled transitions from the conditions required to be fulfilled for the
control system to trigger the transition. Preferably, transition probabilities for
all controlled transitions are indicated in the graphical representation.
For operator triggered transitions, the transition probabilities can
not be determined by the control system, since they depend on an operator interaction.
However, if the corresponding transition condition contains partial conditions that
do not refer to an operator input, probabilities of these partial conditions may
be computed, which in turn may be used to compute release probabilities. A release
probability is the probability that an operator triggered transition may take place,
i.e. that, when the transition condition for the operator triggered transition is
separated into partial conditions, all the partial conditions which do not refer
to operator input are fulfilled. In a preferred embodiment of the invention, the
release probability is computed by the control system for at least one operator
triggered transition and indicated in the graphical representation. This has the
advantage of indicating to the operator which decisions or interactions may be better
or worse in the given situation.
Probabilities for process driven transitions can be determined from
statistical knowledge about the process and/or apparatus. E.g., a probability that
a transition into an erroneous state will occur equals the probability that part
of the apparatus may break. Preferably, information about a condition of the apparatus,
e.g. its age or the time that has elapsed since maintenance, is taken into account
in determining the probabilities.
In another preferred embodiment of the invention, at least one economic
parameter is indicated in the graphical representation for at least one of the states
and/or for at least one of the allowed transitions. Preferably, the economic parameter
may be a cost, preferably per unit time, that is caused by the apparatus and/or
the process when the control system is in the corresponding state. However, costs
may also be caused by a transition, e.g. if a making the transition causes consumption
of a certain amount or number of material. Alternatively, the economic parameter
may describe a consumption of lifetime of process equipment, a number of products
produced per time unit, etc. The economic parameter may be a fixed value pre-programmed
in the control system, but may also be variable, and favourably self-updating, for
example in a self-learning system. Indication of economic parameters will convey
a clearer picture of the economic aspects of running the apparatus and/or the process,
and will aid in estimating economic aspects. This is particularly helpful in situations
where the apparatus and/or the process can be influenced by operator interaction.
In another preferred embodiment of the invention, a short description
of the transition conditions is given in the graphical representation. This way,
the operator gets an even better overview of the apparatus, the process, and the
control system.
In another preferred embodiment of the invention, a most probable
path is determined by the control system. For determining the most probable path,
known methods of optimization or linear programming can be applied. The most probable
path is then marked in the graphical representation, favorably by highlighting the
allowed transitions that constitute the most probable path.
In a preferred embodiment of the invention, a number of modes exist
for the graphical representation. Depending on the mode, the graphical representation
may comprise only certain subsets of all states or transitions; it may contain only
a specific class of transitions, i.e. controlled, operator facilitated or process
driven; it may comprise only transitions that have a probability of occurrence greater
than a given threshold; specific subsets of states, e.g. dangerous or error states,
and/or transitions may be coloured or otherwise highlighted; one or more subsets
of states may be grouped to simplify the transition; etc. Preferably, the operator
may switch between the modes. Preferably, modes may be defined or modified by the
operator, e.g. by specifying preferences. Preferably, in addition to the graphical
representation of the finite state machine, the control system is capable of producing
a normal process representation as known to a person skilled in the art of control
systems, and switching between the normal process representation and the graphical
representation of the finite state machine is possible, e.g. through operator interaction.
In another preferred embodiment of the invention, the control system
comprises a graphical display device for displaying the graphical representation.
Preferably, the graphical display device comprises means for input of commands by
the operator, and a graphical user interface permits the operator to select graphical
representation modes, and/or input commands and/or preferences. Favourably, the
graphical user interface will premit operations like zooming, scrolling, etc.
Further advantageous realizations can be found in the dependent claims.
Brief Explanation of the Figures
The invention will be explained in more detail in the following text
with reference to exemplary realizations and in conjunction with the figures, in
which:
- Fig. 1 shows an example configuration of process equipment that can execute
a simple process,
- Fig. 2 shows an example of a finite state machine the control system according
to the invention may be based on,
- Fig. 3 shows an example of a first mode of a graphical representation of the
finite state machine that the control system produces when in operation,
- Fig. 4 shows an example of a second mode of the graphical representation of
the finite state machine produces when in operation
The reference signs used in the figures are explained in the list
of reference signs.
Approaches to Realization of the Invention
Fig. 1 shows an example configuration of process equipment 10 that
can execute a simple process. The process equipment 10 comprises a pump 14 by means
of which a fluid can be pumped from a reservoir into a tank 12. The tank comprises
a first fluid sensor 121 and a second fluid sensor 122 for sensing a fill level.
The tank comprises an outlet 123 with a valve 1231. Pump 14, first fluid sensor
121, second fluid sensor 122 and valve 1231 are connected to a control system 11
according to the invention by means of cable connections 15, which serve to transmit
data and/or instructions to and/or from the control system 11.
Fig. 2 shows an example of a finite state machine the control system
according to the invention may be based on. The finite state machine comprises six
states Si (i=1,...,6) which are depicted as rectangles that are
accordingly numbered 1 through 6 at the top left corner. Allowed transitions
ti,j are shown as arrows, with i,j ∈ T, where T =
{1,2; 2,3; 2,5; 3,4; 4,5; 5,2; 5,6; 4,1}. While t1,2,
t2,5, t4,5, and t5,2 are operator
facilitated transitions, t6,1 and t3,4 are controlled
transitions andt2,3, t4,1, and t5,6
process driven transitions. The condition fort2,3 to occur is
that both the first and the second fluid sensors 121 and 122 are submerged by the
fluid. Similarly, the condition for t4,1 or t5,6
to occur is that neither the first nor the second fluid sensor 121 and 122 is submerged
by the fluid.t4,1 is an example of an unintended transition that
might happen, e.g., if a leakage was present in the tank 12.
Fig. 3 shows an example of a first mode of a graphical representation
of the finite state machine that the control system 11 produces when in operation.
It is assumed that the finite state machine resides in state S2, which
is indicated by a thick line delimiting the rectangle that corresponds to the state
S2. The probability that the tank 12 will be full and at an arbitrary
time after the pump 14 has been switched has been determined to be 99% from knowledge
about the process. Hence, the total transition probability for t2,3
to occur is also 99%, which is indicated by a thick arrow with the percentage written
onto it.
Fig. 4 shows an example of a second mode of the graphical representation
of the finite state machine that the control system 11 produces when in operation,
showing only a subset {S2, S3, S5} of states and
the allowed transitions ti,j between any two of the states of
the subset. Once more, it is assumed that the finite state machine resides in state
S2, which is indicated by a thick line delimiting the rectangle that
corresponds to the state S2. Interval based transition probabilities
are indicated for a number of time intervals.
The control system 11 according to the invention may be realized in
hardware by a person skilled in the art of electronics. Alternatively, a computer
that is operationally connected to the process equipment may act as control system
11 when appropriate computer program code means are loaded onto said computer. If
the computer comprises graphical display means, in particular, a computer screen,
the graphical representation as shown in Fig. 3 or Fig. 4 is preferably displayed
on said computer screen.
List of Reference Signs
- 10
- Process equipment, apparatus and/or process
- 11
- Control system
- 12
- Tank
- 121
- First fluid sensor
- 122
- Second fluid sensor
- 123
- Outlet
- 1231
- Valve
- 14
- Pump
- 15
- Cable connections